Brett Guendel (CRD# 6308329) is an Investment Advisor Representative working at Mariner Wealth Advisors in Oakbrook Terrace, IL and has over 9 years of experience in the finance industry. Brett Guendel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
Company Name | Location | Dates | Years |
---|---|---|---|
Mariner Wealth Advisors | Oakbrook Terrace, IL | Mar 2020 - Current | 4 |
Arbor Point Advisors | Riverwoods, IL | Aug 2019 - Mar 2020 | < 1 |
Securities America, Inc. | Riverwoods, IL | Nov 2017 - Mar 2020 | 2 |
Securities America Advisors | Riverwoods, IL | Nov 2017 - Mar 2020 | 2 |
Roteract | Milwaukee, WI | Aug 2015 - Nov 2017 | 2 |
Brookfield Chamber Of Commerce | Brookfield, WI | Feb 2015 - Nov 2017 | 2 |
Various Insurance Carriers For W & R Insurance Agencies | Greendale, WI | Jul 2014 - Nov 2017 | 3 |
Waddell & Reed Inc. | Waukesha, WI | Apr 2014 - Nov 2017 | 3 |
University Of Wisconsin-whitewater Financial Services | Whitewater, WI | Aug 2013 - May 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jul 2014 |
- IL
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Total Assets Under Management65,875MILLIONS
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Total Number of Accounts112,465ACCOUNTS
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Average Account Value$585,734
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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