Brett Guendel, financial advisor Oakbrook Terrace IL

Brett Guendel

CRD Number: 6308329
Current Firm: Mariner Wealth Advisors

Brett Guendel (CRD# 6308329) is an Investment Advisor Representative working at Mariner Wealth Advisors in Oakbrook Terrace, IL and has over 9 years of experience in the finance industry. Brett Guendel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Charles Melka, financial advisor Oakbrook Terrace IL
Charles P. Melka
CRD# 2216510
Sequoia Wealth Management, LLC
Similar Advisors
Phillip Shaw, financial advisor Oakbrook Terrace IL
Phillip R. Shaw
CRD# 6067744
Goldstone Financial Group, LLC
Similar Advisors
Gregory Reichold, financial advisor Oakbrook Terrace IL
Gregory A. Reichold
CRD# 5648094
Highpoint Planning Partners
Professional Designations
Company Name Location Dates Years
Mariner Wealth Advisors Oakbrook Terrace, IL Mar 2020 - Current 4
Arbor Point Advisors Riverwoods, IL Aug 2019 - Mar 2020 < 1
Securities America, Inc. Riverwoods, IL Nov 2017 - Mar 2020 2
Securities America Advisors Riverwoods, IL Nov 2017 - Mar 2020 2
Roteract Milwaukee, WI Aug 2015 - Nov 2017 2
Brookfield Chamber Of Commerce Brookfield, WI Feb 2015 - Nov 2017 2
Various Insurance Carriers For W & R Insurance Agencies Greendale, WI Jul 2014 - Nov 2017 3
Waddell & Reed Inc. Waukesha, WI Apr 2014 - Nov 2017 3
University Of Wisconsin-whitewater Financial Services Whitewater, WI Aug 2013 - May 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for Brett T. Guendel
Phone Number: 913-904-5700
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    65,875
    MILLIONS
  • Total Number of Accounts
    112,465
    ACCOUNTS
  • Average Account Value
    $585,734
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.