Cornell Smith, financial advisor Roanoke VA
81 score

Cornell Smith

CRD Number: 5898265
Current Firm: Wells Fargo Advisors, LLC

Cornell Smith (CRD# 5898265) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Roanoke, VA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Bank, Na Charlottesville, VA Jul 2014 - Current 2
Wells Fargo Advisors, LLC Charlottesville, VA Jul 2014 - Current 2
Suntrust Bank Manakin Sabot, VA Sep 2013 - Jul 2014 < 1
Carmax Glen Allen, VA Jun 2013 - Feb 2014 < 1
Wells Fargo Advisors LLC Richmond, VA Mar 2011 - Mar 2013 2
Wachovia Bank, N.a. Richmond, VA Apr 2010 - Mar 2013 2
Citifinancial Richmond, VA Oct 2007 - Apr 2010 2
Bank Of America Richmond, VA Oct 2005 - Oct 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2011
S65 NASAA Investment Advisors Law Examination May 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Cornell E. Smith
Phone Number: 314-875-3000
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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