Gayle GruchowCRD Number: 4582608
Current Firm: Axa Advisors, LLC
Gayle Gruchow (CRD# 4582608) is an Investment Advisor Representative working at Axa Advisors, LLC in Roanoke, VA and has over 13 years of experience in the finance industry. Gayle Gruchow has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
Wells Fargo Advisors, LLC
Virginia Capital Strategies
|Allstate Insurance Co||Roanoke, VA||Jun 2015 - Current||1|
|Axa Advisors, LLC||New York, NY||Dec 2013 - Jun 2015||1|
|Wells Fargo Advisors LLC||Roanoke, VA||Jan 2012 - Nov 2013||1|
|Wells Fargo Bank Na||Roanoke, VA||Dec 2011 - Nov 2013||1|
|Bank Of America, N.a.||Roanoke, VA||Nov 2011 - Dec 2011||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Roanoke, VA||Aug 2011 - Dec 2011||< 1|
|Unemployed||Union Hall, VA||May 2011 - Aug 2011||< 1|
|Suntrust Bank||Roanoke, VA||Jul 2010 - May 2011||< 1|
|Suntrust Investment Services, Inc.||Atlanta, GA||Jul 2010 - Apr 2011||< 1|
|Anthem Wellpoint Bcbs||Roanoke, VA||Jul 2009 - Jul 2010||1|
|Unemployed||Union Hall, VA||Jan 2009 - Jul 2009||< 1|
|Infinex Investments, Inc.||Roanoke, VA||Jun 2008 - Dec 2008||< 1|
|Valley Bank||Roanoke, VA||Mar 2008 - Dec 2008||< 1|
|Bi Investments LLC||Glen Allen, VA||Mar 2008 - Jun 2008||< 1|
|Bb&t Investments||Charlotte, NC||Jan 2007 - Mar 2008||1|
|Allegacy Federal Credit Union||Winston-salem, NC||Oct 2003 - Jan 2007||3|
|Cuso Financial Services, LP||San Diego, CA||Oct 2003 - Jan 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management9,867MILLIONS
Total Number of Accounts40,093ACCOUNTS
Average Account Value$246,096
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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