Kate Failla (CRD# 6954865) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Roanoke, VA and has over 5 years of experience in the finance industry. Kate Failla has taken additional exams to become a Certified Financial Planner (CFP®).
CRD# 6404328
First Citizens Investor Services, Inc.
CRD# 2238939
Mutual Of Omaha Investor Services, Inc.
CRD# 4073561
Eagle Strategies LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Janney Montgomery Scott LLC | Roanoke, VA | Sep 2021 - Current | 3 |
Truist Investment Services, Inc. | Roanoke, VA | Feb 2021 - Sep 2021 | < 1 |
Truist Advisory Services, Inc. | Roanoke, VA | Feb 2021 - Sep 2021 | < 1 |
Bb&t Securities | Roanoke, VA | Jun 2019 - Feb 2021 | 1 |
Longwood University Athletics | Farmville, VA | Aug 2018 - May 2019 | < 1 |
Bb&t Securities | Roanoke, VA | May 2018 - Aug 2018 | < 1 |
Longwood University | Farmville, VA | Aug 2017 - May 2018 | < 1 |
Virginia Amateur Sports | Roanoke, VA | May 2017 - Aug 2017 | < 1 |
Spectrum Sports Academy | Roanoke, VA | Mar 2013 - May 2017 | 4 |
Lord Botetourt High School | Daleville, VA | Aug 2011 - May 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2019 |
- VA
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Total Assets Under Management85,895MILLIONS
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Total Number of Accounts226,034ACCOUNTS
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Average Account Value$380,010
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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