Regina Edwards, financial advisor Roanoke VA
93 score

Regina Edwards

CRD Number: 4451274
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Regina Edwards (CRD# 4451274) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Roanoke, VA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh, NC Oct 2009 - Current 7
Bank Of America, N.a. Raleigh, NC Dec 2005 - Current 11
Banc Of America Investment Services, Inc. Raleigh, NC Dec 2005 - Oct 2009 3
Banc Of America Insurance Services, Inc. Raleigh, NC Dec 2005 - Oct 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2001
S65 NASAA Investment Advisors Law Examination Aug 2006
Contact Info for Regina H. Edwards
Phone Number: 800-637-7455
Registered State(s):
  • NC
  • VA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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