Samuel HodgesCRD Number: 5444985
Current Firm: Raymond James Financial Services Advisors, Inc.
Samuel Hodges (CRD# 5444985) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Roanoke, VA and has over 9 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Wells Fargo Advisors, LLC
Virginia Capital Strategies
|Union Bank & Trust Trust Division||Bedford, VA||Apr 2015 - Current||1|
|Raymond James Financial Services Advisors Inc.||Roanoke, VA||Jun 2014 - Current||2|
|Raymond James Financial Services||Roanoke, VA||Jun 2014 - Current||2|
|Union Bank||Roanoke, VA||May 2014 - Current||2|
|Cetera Investment Advisers LLC||Bedford, VA||Jan 2014 - Jun 2014||< 1|
|Cetera Investment Services LLC||St. Cloud, MN||Jan 2013 - Jun 2014||1|
|Stellarone Bank||Roanoke, VA||Jan 2013 - May 2014||1|
|Metlife Securities, Inc.||Roanoke, VA||Oct 2007 - Dec 2012||5|
|Hidden Valley Country Club||Roanoke, VA||Apr 2006 - Oct 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2008|
|S65||NASAA Investment Advisors Law Examination||Dec 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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