William Lawfield, financial advisor Roanoke VA
73 score

William Lawfield

CRD Number: 5592162
Current Firm: Signator Investors, Inc.

William Lawfield (CRD# 5592162) is an Investment Advisor Representative working at Signator Investors, Inc. in Roanoke, VA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Jhfn Sii Raleigh, NC Mar 2011 - Current 5
Various Insurance Carriers For W&r Insurance Agencies Roanoke, VA Oct 2008 - Current 8
Waddell & Reed Inc. Roanoke, VA Oct 2008 - Jan 2011 2
Atlantic Bay Mortgage Group Salem, VA Sep 2006 - Sep 2008 2
Berglund Autoworld Roanoke, VA Jun 1999 - Sep 2006 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2008
S65 NASAA Investment Advisors Law Examination Dec 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for William J. Lawfield
Phone Number: 800-543-6611
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    2,196
    MILLIONS
  • Total Number of Accounts
    25,384
    ACCOUNTS
  • Average Account Value
    $86,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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