Willis Caudle Iii, financial advisor Roanoke Rapids NC
90 score

Willis Caudle Iii

CRD Number: 6152043
Current Firm: Edward Jones

Willis Caudle Iii (CRD# 6152043) is an Investment Advisor Representative working at Edward Jones in Roanoke Rapids, NC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St. Louis, MO Jan 2013 - Current 3
Riverside Chrysler Jeep Dodge Mitsubishi New Bern, NC Jun 2012 - Jan 2013 < 1
Gander Direct Marketing Greenville, NC Mar 2011 - Jun 2012 1
United Parcel Service Greenville, NC Aug 2004 - Mar 2011 6
Larry's Carpet One Greenville, NC Feb 2007 - Feb 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2013
Contact Info for Willis R. Caudle Iii
Phone Number: 314-515-2000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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