Charles Morgan (CRD# 3038913) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Rochelle Park, NJ and has over 25 years of experience in the finance industry. Charles Morgan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Axia Financial Advisors, LLC | Rochelle Park, NJ | Jan 2015 - Current | 9 |
| Raymond James Financial Services Advisors, Inc. | Rochelle Park, NJ | Jan 2009 - Current | 15 |
| Cjm Capital Management, LLC | Rochelle Park, NJ | Aug 2008 - Current | 15 |
| Raymond James Financial Services | Rochelle Park, NJ | May 2008 - Current | 15 |
| Aqidneck Holdings, LLC | Montvale, NJ | Jan 2005 - Current | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 1998 |
- NJ
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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