Michael Matthews, financial advisor Rochester MI
81 score

Michael Matthews

CRD Number: 1387914
Current Firm: Royal Alliance Associates, Inc.

Michael Matthews (CRD# 1387914) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Rochester, MI and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Affiliated Advisors, Inc. Birmingham, MI Jul 2011 - Current 5
Fallen & Wounded Soldiers Of Michigan Livonia, MI Aug 2009 - Current 7
Royal Alliance Associates, Inc. New York, NY Jun 2004 - Current 12
The Merchant Group Madison Heights, MI Oct 1987 - Current 29
Mjm Associates, Inc. Madison Heights, MI Oct 1987 - Current 29
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1990
S65 NASAA Investment Advisors Law Examination Jul 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Michael J. Matthews
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • MI
  • SC
By the Numbers
  • Total Assets Under Management
    4,629
    MILLIONS
  • Total Number of Accounts
    19,113
    ACCOUNTS
  • Average Account Value
    $242,202
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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