Daniel Buffington, financial advisor Cedar Rapids IA

Daniel Buffington

CRD Number: 1339876
Current Firm: Osaic Wealth, Inc.

Daniel Buffington (CRD# 1339876) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Cedar Rapids, IA and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Alliance Associates, Inc. Cedar Rapids, IA Nov 2018 - Current 5
821 Properties LLC Cedar Rapids, IA Oct 2005 - Current 18
Financial Structures Cedar Rapids, IA Jul 1999 - Current 24
Signator Investors, Inc. Cedar Rapids, IA May 2016 - Nov 2018 2
Daniel Arthur's, Inc. Cedar Rapids, IA Oct 2005 - May 2018 12
Transamerica Financial Advisors, Inc. Cedar Rapids, IA Jan 1998 - May 2016 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1987
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Daniel A. Buffington
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    29,536
    MILLIONS
  • Total Number of Accounts
    149,233
    ACCOUNTS
  • Average Account Value
    $197,920
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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