Elizabeth Swanson, financial advisor Rochester MN
93 score

Elizabeth Swanson

CRD Number: 4509642
Current Firm: Ameriprise Financial Services, Inc.

Elizabeth Swanson (CRD# 4509642) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Rochester, MN and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Rochester, MN Jan 2006 - Current 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2002
Contact Info for Elizabeth A. Swanson
Phone Number: 612-671-3131
Registered State(s):
  • MN
  • WI
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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