Adam Morgan, financial advisor Holbrook NY

Adam Morgan

CRD Number: 5473273
Current Firm: American Portfolios Advisors, Inc.
Compensation Model: Both

As a Financial Advisor & CERTIFIED FINANCIAL PLANNER® Practioner, Adam works primarily with, professionals, high-net-worth individuals/families, and small-to-medium size businesses. As a comprehensive planner, Adam helps his clients develop personalized strategies to accumulate, protect, and distribute their retirement savings and wealth.
Prior to Novem Group, Adam was an advisor at AXA Advisors. There he spent much of his time devoted to helping teachers and staff in the local public schools with comprehensive wealth management and financial education. Mr. Morgan continues to serve this community today and has an extensive client base in the local schools of the Greater Rochester area.

Before Adam joined the financial services industry, he was a Production Supervisor at a local float glass manufacturer, Guardian Industries, in Geneva NY. His passion for finance and serving others eventually led him to this industry where he found AXA Advisors.

Mr. Morgan is a graduate of Alfred University where he earned his BS in Mechanical Engineering (Cum Laude) and Business Administration (Cum Laude). While attending Alfred University, Adam played soccer for 4 years and earned All-Region Honors. He continues to be involved with the University as a board member of the Alfred University Alumni Council. Adam resides in Spencerport, New York with his wife Kristi, twins boys Gavin and Noah, and their energetic Australian Shepard, Parker. In his free time he enjoys spending time with family and friends, playing soccer, and being a lifelong learner.

CONTACT
Similar Advisors
Harlan Fischer, financial advisor Holbrook NY
Harlan J. Fischer
CRD# 811927
Cetera Investment Advisers LLC
Similar Advisors
Grace Toh, financial advisor Holbrook NY
Grace Y. Toh
CRD# 1483428
Abbington Investment Group, LLC
Similar Advisors
Steven Abbass, financial advisor Holbrook NY
Steven F. Abbass
CRD# 4658014
Northwestern Mutual Investment Services,llc
Professional Designations
Company Name Location Dates Years
American Portfolios Financial Services, Inc. Holbrook, NY Oct 2014 - Current 9
Novem Group Rochester, NY Oct 2014 - Current 9
Axa Advisors, LLC New York, NY Jan 2008 - Oct 2014 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2008
By the Numbers
  • Total Assets Under Management
    13,084
    MILLIONS
  • Total Number of Accounts
    54,553
    ACCOUNTS
  • Average Account Value
    $239,833
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Firm Disclaimer:

Securities offered through American Portfolios Financial Services, Inc. (APFS) Member FINRA/SIPC. Investment Advisory Services offered through American Portfolios Advisors, Inc (APA) and Novem Group, SEC Registered Investment Advisor firms. Novem group is not affiliated with APFS or APA.

Ready to hire a financial advisor? Get competitive proposals from Adam Morgan and other advisors.
BADGES
Verified Page
Data verified by both the advisor and the public regulatory data.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.