Adam Morgan, financial advisor Rochester NY

Adam Morgan

CRD Number: 5473273
Current Firm: American Portfolios Advisors, Inc.
Compensation Model: Both

As a Financial Advisor & CERTIFIED FINANCIAL PLANNER® Practioner, Adam works primarily with, professionals, high-net-worth individuals/families, and small-to-medium size businesses. As a comprehensive planner, Adam helps his clients develop personalized strategies to accumulate, protect, and distribute their retirement savings and wealth.
Prior to Novem Group, Adam was an advisor at AXA Advisors. There he spent much of his time devoted to helping teachers and staff in the local public schools with comprehensive wealth management and financial education. Mr. Morgan continues to serve this community today and has an extensive client base in the local schools of the Greater Rochester area.

Before Adam joined the financial services industry, he was a Production Supervisor at a local float glass manufacturer, Guardian Industries, in Geneva NY. His passion for finance and serving others eventually led him to this industry where he found AXA Advisors.

Mr. Morgan is a graduate of Alfred University where he earned his BS in Mechanical Engineering (Cum Laude) and Business Administration (Cum Laude). While attending Alfred University, Adam played soccer for 4 years and earned All-Region Honors. He continues to be involved with the University as a board member of the Alfred University Alumni Council. Adam resides in Spencerport, New York with his wife Kristi, twins boys Gavin and Noah, and their energetic Australian Shepard, Parker. In his free time he enjoys spending time with family and friends, playing soccer, and being a lifelong learner.

CONTACT
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Professional Designations
Company Name Location Dates Years
American Portfolios Financial Services, Inc. Rochester, NY Oct 2014 - Current 6
Novem Group Rochester, NY Oct 2014 - Current 6
AXA Advisors, LLC New York, NY Jul 2008 - Oct 2014 6
Guardian Industries Rochester, NY Oct 2006 - Jul 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2008
S7 General Securities Representative Examination (GS) Jul 2008
Contact Info for Adam C. Morgan
By the Numbers
  • Total Assets Under Management
    8,224
    MILLIONS
  • Total Number of Accounts
    34,269
    ACCOUNTS
  • Average Account Value
    $239,981
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Firm Disclaimer:

Securities offered through American Portfolios Financial Services, Inc. (APFS) Member FINRA/SIPC. Investment Advisory Services offered through American Portfolios Advisors, Inc (APA) and APFS Wealth Management Inc., DBA Novem Group, SEC Registered Investment Advisor firms. Novem group is not affiliated with APFS or APA

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Verified Page
Data verified by both the advisor and the public regulatory data.

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