Bryan Ray, financial advisor Rochester NY
81 score

Bryan Ray

CRD Number: 4536860
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bryan Ray (CRD# 4536860) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rochester, NY and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Rochester, NY Nov 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester, NY May 2012 - Current 4
Windstream Rochester, NY Jan 2010 - May 2012 2
Capital Recovery Partners Fair Haven, NY Apr 2008 - Dec 2009 1
Boomberg LP New York, NY Sep 2007 - Apr 2008 < 1
Saxon Mortgage New York, NY Apr 2007 - Aug 2007 < 1
Unemployed New York, NY Feb 2007 - Mar 2007 < 1
Mortgage Lenders Network New York, NY May 2006 - Jan 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2002
S66 NASAA Uniform Combined State Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Bryan Ray
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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