Bryan RayCRD Number: 4536860
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bryan Ray (CRD# 4536860) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rochester, NY and has over 14 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Bank Of America, N.a.||Rochester, NY||Nov 2012 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Rochester, NY||May 2012 - Current||4|
|Windstream||Rochester, NY||Jan 2010 - May 2012||2|
|Capital Recovery Partners||Fair Haven, NY||Apr 2008 - Dec 2009||1|
|Boomberg LP||New York, NY||Sep 2007 - Apr 2008||< 1|
|Saxon Mortgage||New York, NY||Apr 2007 - Aug 2007||< 1|
|Unemployed||New York, NY||Feb 2007 - Mar 2007||< 1|
|Mortgage Lenders Network||New York, NY||May 2006 - Jan 2007||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2002|
|S66||NASAA Uniform Combined State Law Examination||Sep 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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