Dale PensgenCRD Number: 4539654
Current Firm: Wall Street Financial Group, Inc.
Dale Pensgen (CRD# 4539654) is an Investment Advisor Representative working at Wall Street Financial Group, Inc. in Rochester, NY and has over 10 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Wall Street Financial Group||Fairport, NY||Jun 2009 - Current||8|
|J.p. Morgan Securities Inc.||Rochester, NY||Oct 2008 - Jun 2009||< 1|
|Jpmorgan Chase Bank||Rochester, NY||Nov 2006 - May 2009||2|
|Chase Investment Services Corp||Rochester, NY||Sep 1973 - Nov 2006||33|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2007|
Total Assets Under Management448MILLIONS
Total Number of Accounts2,408ACCOUNTS
Average Account Value$186,168
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV