Daniel BatistaCRD Number: 1986182
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Daniel Batista (CRD# 1986182) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rochester, NY and has over 27 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Bank Of America, N.a.||Princeton, NJ||May 2013 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Princeton, NJ||Apr 2013 - Current||4|
|Citi Bank||Short Hills, NJ||Sep 2011 - Apr 2013||1|
|Jpmorgan Chase||Morristown, NJ||May 2008 - Sep 2011||3|
|Jpmorgan Chase||New York, NY||Sep 2007 - May 2008||< 1|
|Wachovia Securities, LLC||Lawrenceville, NJ||Jun 2003 - Sep 2007||4|
|Wachovia Bank N.a.||Lawrenceville, NJ||Apr 2002 - Sep 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1989|
|S66||NASAA Uniform Combined State Law Examination||Oct 1997|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV