David MuellerCRD Number: 6133686
Current Firm: Morgan Stanley
David Mueller (CRD# 6133686) is an Investment Advisor Representative working at Morgan Stanley in Rochester, NY and has over 4 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Morgan Stanley||Rochester, NY||Oct 2015 - Current||1|
|Bank Of America, N.a.||Pittsford, NY||Dec 2013 - Oct 2015||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pittsford, NY||Oct 2012 - Oct 2015||3|
|Not Employed||Webster, NY||Mar 2012 - Oct 2012||< 1|
|Designatronics||New Hyde Park, NY||May 2010 - Mar 2012||1|
|Stay Home Dad||Hicksville, NY||Sep 2008 - Mar 2010||1|
|Markraft Cabinets||Wilmington, NC||Jul 2006 - Sep 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV