Jacklyn RaymondaCRD Number: 5415969
Current Firm: Ubs Financial Services Inc.
Jacklyn Raymonda (CRD# 5415969) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Rochester, NY and has over 8 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Ubs Financial Services Inc.||Rochester, NY||Oct 2015 - Current||1|
|Morgan Stanley Smith Barney||Rochester, NY||Apr 2011 - Oct 2015||4|
|Lincoln Financial Advisors||Rochester, NY||Jun 2010 - Apr 2011||< 1|
|Unemployed||Rochester, NY||May 2010 - May 2010||< 1|
|Bank Of America, Na||Jacksonville, FL||Apr 2010 - Apr 2010||< 1|
|Merrill Lynch, Pierce, Fenner & Smith||Jacksonville, FL||Sep 2007 - Apr 2010||2|
|Unemployed||Rochester, NY||Jun 2007 - Aug 2007||< 1|
|Distillary||Rochester, NY||Mar 2007 - May 2007||< 1|
|Unemployed||Rochester, NY||Feb 2007 - Mar 2007||< 1|
|Sales Strategies Group||Victor, NY||Jan 2006 - Jan 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV