James WoodCRD Number: 863331
Current Firm: Apfs Wealth Management, Inc.
James Wood (CRD# 863331) is an Investment Advisor Representative working at Apfs Wealth Management, Inc. in Rochester, NY and has over 31 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|American Portfolios Financial Services, Inc.||Rochester, NY||Aug 2015 - Current||1|
|Conn. General Life Ins. Company||Fairport, NY||Apr 1991 - Current||26|
|Comprehensive Asset Managemnet And Servicing, Inc.||Parsippany, NJ||Sep 2005 - Aug 2015||9|
|Comprehensive Capital Management, Inc.||Parsippany, NJ||Sep 2005 - Aug 2015||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1985|
|S66||NASAA Uniform Combined State Law Examination||Feb 2006|
Total Assets Under Management389MILLIONS
Total Number of Accounts1,288ACCOUNTS
Average Account Value$301,916
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, CO, FL, GA, IL, MA, NE, NH, NY, OH, SC, TX, VA