Kathleen Massimilian, financial advisor Rochester NY
89 score

Kathleen Massimilian

CRD Number: 6197714
Current Firm: Edward Jones

Kathleen Massimilian (CRD# 6197714) is an Investment Advisor Representative working at Edward Jones in Rochester, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones Tempe, AZ Dec 2014 - Current 2
Edward Jones St. Louis, MO Jun 2013 - Oct 2014 1
Mass Mutual Rochester, NY Jul 2012 - May 2013 < 1
Warren Sofia Jewelry Boston, MA Jan 2012 - May 2013 1
Unemployed Rochester, NY Sep 2011 - Dec 2011 < 1
Wilson Commencement Park Rochester, NY Sep 2009 - Aug 2011 1
A Moveable Feast/rocg Rochester, NY Jun 2007 - Jun 2009 2
All Occasions Catering Rochester, NY Feb 2007 - Jun 2007 < 1
Unemployed Rochester, NY Nov 2006 - Jan 2007 < 1
Intercontinental Insurance Brokers Boston, NY May 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Kathleen H. Massimilian
Phone Number: 314-515-2000
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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