Maureen Pilato (CRD# 4451433) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Rochester, NY and has 1 year of experience in the finance industry. Maureen Pilato has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6316104
W & S Management Services, Inc.
CRD# 3063370
Manning & Napier Advisors, LLC
CRD# 2814482
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Jpmorgan Chase Bank Na | Rochester, NY | Aug 2023 - Current | < 1 |
Jpmorgan Securities LLC | Rochester, NY | Aug 2023 - Current | < 1 |
High Probability Advisors, LLC | Pittsford, NY | Sep 2018 - Aug 2023 | 4 |
High Falls Advisors | Rochester, NY | Apr 2014 - Sep 2018 | 4 |
Leigh Baldwin & Company, LLC | Cazenovia, NY | May 2014 - Nov 2017 | 3 |
Lpl Financial LLC | Pittsford, NY | Sep 2013 - Apr 2014 | < 1 |
Halleran Financial Group | Pittsford, NY | Sep 2013 - Apr 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2023 |
- NY
- TX
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Total Assets Under Management212,929MILLIONS
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Total Number of Accounts982,795ACCOUNTS
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Average Account Value$216,656
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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