Maureen PilatoCRD Number: 4451433
Current Firm: High Falls Advisors, Inc.
Maureen Pilato (CRD# 4451433) is an Investment Advisor Representative working at High Falls Advisors, Inc. in Rochester, NY and has over 15 years of experience in the finance industry. Maureen Pilato has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Leigh Baldwin & Company, LLC||Cazenovia, NY||May 2014 - Current||3|
|High Falls Advisors||Rochester, NY||Apr 2014 - Current||3|
|Halleran Financial Group||Pittsford, NY||Oct 2013 - Apr 2014||< 1|
|Lpl Financial LLC||Pittsford, NY||Sep 2013 - Apr 2014||< 1|
|Tompkins Financial Advisors||Pittsford, NY||Jan 2011 - Sep 2013||2|
|Ensemble Financial Services||Pittsford, NY||Apr 2006 - Sep 2013||7|
|Am&m||Pittsford, NY||Apr 2006 - Dec 2010||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2001|
Total Assets Under Management542MILLIONS
Total Number of Accounts1,977ACCOUNTS
Average Account Value$274,384
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
CA, FL, MA, NC, NY, TX