Michael BowenCRD Number: 1779558
Current Firm: Strategic Advisers, Inc.
Michael Bowen (CRD# 1779558) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Rochester, NY and has over 12 years of experience in the finance industry. Michael Bowen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Fidelity Investments||Rochester, NY||Jul 2011 - Current||6|
|Unemployed||Henrietta, NY||Jan 2010 - Jul 2011||1|
|Hsbc Securities||Rochester, NY||Apr 2007 - Jan 2010||2|
|Northwestern Mutual Investment Services, LLC||Fairport, NY||Jan 2006 - Apr 2007||1|
|Northwestern Mutual Life Insurance Company||Fairport, NY||Dec 2005 - Apr 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2006|
|S65||NASAA Investment Advisors Law Examination||Nov 2007|
Total Assets Under Management254,026MILLIONS
Total Number of Accounts688,691ACCOUNTS
Average Account Value$368,854
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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