Michael CharletonCRD Number: 1048290
Current Firm: Cambridge Investment Research Advisors, Inc.
Michael Charleton (CRD# 1048290) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Rochester, NY and has over 31 years of experience in the finance industry. Michael Charleton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Cambridge Investment Research, Inc.||Fairfield, IA||Jun 2013 - Current||3|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jun 2013 - Current||3|
|Wall Street Financial Group||Fairport, NY||Jun 2011 - Jun 2013||2|
|Lincoln Financial Advisors Corp||Pittsford, NY||Oct 2008 - Jun 2011||2|
|Cadaret, Grant & Company, Inc.||Pittsford, NY||Oct 1992 - Oct 2008||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1985|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV