Nicholas LapennaCRD Number: 6234709
Current Firm: Wells Fargo Clearing Services, LLC
Nicholas Lapenna (CRD# 6234709) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Rochester, NY and has over 4 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Wells Fargo Clearing Services, LLC||Rochester, NY||Nov 2016 - Current||1|
|Wells Fargo Advisors, LLC||Rochester, NY||Jul 2013 - Nov 2016||3|
|Criterion Mgmt. LLC||Rye Brook, NY||Jul 2011 - Jul 2013||2|
|Suny Brockport||Brockport, NY||Aug 2009 - Jul 2011||1|
|Suny Delhi||Delhi, NY||Aug 2008 - Aug 2009||1|
|Brewster Shell||Brewster, NY||Sep 2005 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY