Nicholas Sarto, financial advisor Rochester NY

Nicholas Sarto

CRD Number: 6584855
Current Firm: Raymond James & Associates, Inc.

Nicholas Sarto (CRD# 6584855) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Rochester, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associates Rochester, NY Jun 2017 - Current 4
Raymond James And Associates St. Petersburg, FL Nov 2015 - Jun 2017 1
Piper Fire Protection Clearwater, FL Apr 2013 - Nov 2015 2
Itt Corp Goulds Pumps (contractor) Seneca Falls, NY Sep 2012 - Apr 2013 < 1
Mavis Tire/cole Muffler Waterloo, NY May 2012 - Sep 2012 < 1
Northern Safety & Industrial Frankfort, NY May 2011 - May 2012 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2018
Contact Info for Nicholas J. Sarto
Phone Number: 727-567-1000
Registered State(s):
  • NJ
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    242,536
    MILLIONS
  • Total Number of Accounts
    758,159
    ACCOUNTS
  • Average Account Value
    $319,901
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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