Patricia SmithCRD Number: 1393267
Current Firm: Wells Fargo Clearing Services, LLC
Patricia Smith (CRD# 1393267) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Rochester, NY and has over 24 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Wells Fargo Clearing Services, LLC||Western, NY||Nov 2016 - Current||1|
|Wells Fargo Advisors||Western, NY||May 2013 - Nov 2016||3|
|Morgan Stanley Smith Barney||Rochester, NY||Jun 2009 - May 2013||3|
|Citigroup Global Markets Inc.||Rochester, NY||Nov 1998 - May 2013||14|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
|S63||Uniform Securities State Law Examination||Aug 1993|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)