Ricci Elnicki (CRD# 6492233) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Rochester, NY and has over 7 years of experience in the finance industry. Ricci Elnicki has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6316104
W & S Management Services, Inc.
CRD# 3063370
Manning & Napier Advisors, LLC
CRD# 2814482
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Rochester, NY | Mar 2020 - Current | 4 |
| Ameriprise Financial Services, Inc. | Rochester, NY | Jun 2016 - Mar 2020 | 3 |
| Ameriprise Financial Services, Inc. | Rochester, NY | May 2015 - Jun 2016 | 1 |
| Alfred State College | Alfred, NY | Aug 2012 - May 2016 | 3 |
| Black-eyed Susan LLC | Angelica, NY | Jan 2009 - Jan 2016 | 7 |
| Community Bank Na | Belfast, NY | May 2014 - Jan 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2016 |
- NY
- TX
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
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