Stephen Polizzi (CRD# 1037994) is an Investment Advisor Representative working at Hazard & Siegel Advisory Services LLC in Dewitt, NY and has over 37 years of experience in the finance industry.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 1200413
Rbc Capital Markets, LLC
CRD# 828730
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hazard & Siegel Advisory Services LLC | Dewitt, NY | Jan 2020 - Current | 4 |
| Hazard & Siegel Inc. | Dewitt, NY | Jan 2020 - Current | 4 |
| Stephen M Polizzi Insurance Agency | Rochester, NY | Jun 1995 - Current | 28 |
| Peak Brokerage Services, LLC | Palm Beach Gardens, FL | Jan 2018 - Dec 2019 | 1 |
| Blackridge Asset Management, LLC | Williamsville, NY | Jan 2018 - Dec 2019 | 1 |
| Hazard & Siegel, Inc. | Dewitt, NY | Jan 2010 - Dec 2017 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2016 |
| S63 | Uniform Securities State Law Examination | Dec 1986 |
- NY
-
Total Assets Under Management342MILLIONS
-
Total Number of Accounts294ACCOUNTS
-
Average Account Value$1,164,847
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, CO, CT, FL, MA, MD, NC, NY, OH, PA, SC, TX, VA
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