Thomas SimeCRD Number: 1058872
Current Firm: Morgan Stanley
Thomas Sime (CRD# 1058872) is an Investment Advisor Representative working at Morgan Stanley in Rochester, NY and has over 22 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Morgan Stanley Private Bank, National Association||New York, NY||Apr 2017 - Current||< 1|
|Morgan Stanely||Rochester, NY||Mar 2017 - Current||1|
|Wells Fargo Clearing Services, LLC||Rochester, NY||Nov 2016 - Mar 2017||< 1|
|Wells Fargo Advisors LLC||Rochester, NY||May 2009 - Nov 2016||7|
|Wachovia Securities, LLC||Rochester, NY||Oct 2007 - May 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1995|
|S65||NASAA Investment Advisors Law Examination||Aug 2004|
Total Assets Under Management598,503MILLIONS
Total Number of Accounts1,610,240ACCOUNTS
Average Account Value$371,685
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops