William SchirmerCRD Number: 1246717
Current Firm: Morgan Stanley
William Schirmer (CRD# 1246717) is an Investment Advisor Representative working at Morgan Stanley in Rochester, NY and has over 33 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Morgan Stanley Private Bank, N.a.||New York, NY||Apr 2016 - Current||1|
|Morgan Stanley Smith Barney LLC||Rochester, NY||Mar 2016 - Current||1|
|Ubs Financial Services Inc.||Rochester, NY||Nov 2007 - Mar 2016||8|
|Morgan Stanley & Company, Incorporated||Rochester, NY||Dec 1983 - Nov 2007||23|
|Dean Witter Reynolds Inc.||Rochester, NY||Dec 1983 - Apr 2007||23|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Feb 2014|
|S63||Uniform Securities State Law Examination||Mar 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV