Michael PennCRD Number: 6158963
Current Firm: Edward Jones
Michael Penn (CRD# 6158963) is an Investment Advisor Representative working at Edward Jones in Rock Hill, SC and has over 2 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Edward Jones||St Louis, MO||Jun 2014 - Current||2|
|Unc Charlotte||Charlotte, NC||Aug 2010 - Jun 2014||3|
|Edward Jones||Kannapolis, NC||Jun 2013 - Aug 2013||< 1|
|The Wharf Group, LLC||Wilmington, NC||Jun 2005 - Jul 2012||7|
|Wilmington Christian Academy||Wilmington, NC||Aug 2006 - Jul 2010||3|
|Lowes Foods||Wilmington, NC||Jun 2008 - Jul 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2014|
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV