Richard Kerns, financial advisor Rockford IL
93 score

Richard Kerns

CRD Number: 2993592
Current Firm: Northwestern Mutual Investment Services,llc

Richard Kerns (CRD# 2993592) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Rockford, IL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Rockford, IL Feb 2012 - Current 4
Northwestern Mutual Life Iinsurance Company Milwaukee, WI Mar 2002 - Current 14
Northwestern Mutual Investment Services, LLC Rockford, IL Feb 2012 - Mar 2016 4
Northwestern Mutual Investment Services, LLC Aurora, IL Apr 2008 - Feb 2012 3
Northwestern Mutual Investment Services, LLC North Aurora, IL Mar 2002 - Feb 2012 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Richard A. Kerns
Phone Number: 866-664-7737
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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