Brooks Stevens, financial advisor Rockland ME
90 score

Brooks Stevens

CRD Number: 6024560
Current Firm: Lpl Financial LLC

Brooks Stevens (CRD# 6024560) is an Investment Advisor Representative working at Lpl Financial LLC in Rockland, ME and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Rockland, ME Feb 2016 - Current < 1
Key Investment Services LLC Portland, ME Feb 2014 - Feb 2016 2
Key Investment Services LLC Portland, ME Feb 2012 - Feb 2014 2
Keybank Rockland, ME Jan 2011 - Feb 2014 3
Bank Of America, Na Charlotte, NC May 2007 - Jan 2011 3
Professional Tree Service Thomaston, ME Sep 2006 - May 2007 < 1
Obrien's Tree And Landscape Manchester, MA Aug 2005 - Sep 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2012
S65 NASAA Investment Advisors Law Examination May 2014
Contact Info for Brooks W. Stevens
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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