Nicolas Delyon, financial advisor Rocklin CA
73 score

Nicolas Delyon

CRD Number: 5581557
Current Firm: Wells Fargo Advisors Financial Network, LLC

Nicolas Delyon (CRD# 5581557) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Rocklin, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors Financial Network, LLC Roseville, CA Jul 2011 - Current 5
National Planning Corporation Grass Valley, CA Feb 2010 - May 2011 1
Ostrofe Financial Consultants Grass Valley, CA Jan 2010 - Feb 2011 1
Unemployed Rocklin, CA Nov 2009 - Jan 2010 < 1
Paramount Equity Mortgage Inc. Roseville, CA Nov 2008 - Nov 2009 1
Unemployed Rocklin, CA Aug 2008 - Nov 2008 < 1
Edward Jones St. Louis, MO Aug 2008 - Aug 2008 < 1
University Of San Francisco San Francisco, CA Dec 2007 - Aug 2008 < 1
Rocklin Unified School District, University Of San Francisco Rocklin, San Francisco, CA Aug 1990 - Jun 2008 17
Fisher Investments Woodside, CA Jun 2007 - Dec 2007 < 1
Nordsrom San Francisco, CA Jun 2006 - Jun 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2010
S65 NASAA Investment Advisors Law Examination Dec 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Nicolas R. Delyon
Phone Number: 314-875-3000
Firm Website: http://www.wachovia.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    38,415
    MILLIONS
  • Total Number of Accounts
    131,465
    ACCOUNTS
  • Average Account Value
    $292,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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