Tracy GunterCRD Number: 1237369
Current Firm: Smart Investor
Tracy Gunter (CRD# 1237369) is an Investment Advisor Representative working at Smart Investor in Rocklin, CA and has over 14 years of experience in the finance industry.
Clarion Advisors Inc.
Wells Fargo Advisors, LLC
Adams Ashby Financial Advisors
|Smart Investor Services||Rocklin, CA||Aug 2002 - Current||15|
|Smart Investor||Rocklin, CA||Aug 2002 - Current||15|
|Lpl Financial Corporation||Rocklin, CA||Sep 2009 - Sep 2010||1|
|Associated Securities Corp.||Rocklin, CA||Dec 2008 - Jun 2009||< 1|
|Fsc Securities Corporation||Auburn, CA||Nov 2002 - Dec 2008||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2003|
Total Assets Under Management257MILLIONS
Total Number of Accounts589ACCOUNTS
Average Account Value$436,354
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
CA, NE, TX
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.