James Heavey, financial advisor Rockport ME

James Heavey

CRD Number: 5341076
Current Firm: James Heavey Wealth Advisors, LLC

James Heavey (CRD# 5341076) is an Investment Advisor Representative working at James Heavey Wealth Advisors, LLC in Rockport, ME and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
James Heavey Wealth Advisors, LLC Rockport, ME May 2017 - Current 6
James Heavey Wealth Advisors, LLC Rockport, ME Nov 2016 - Current 7
Various Insurance Carriers For W & R Insurance Union, ME Dec 2007 - Current 16
Foresters Equity Services, Inc. Rockport, ME Jul 2011 - Apr 2017 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2007
S65 NASAA Investment Advisors Law Examination Aug 2007
Contact Info for James D. Heavey
Phone Number: 207-593-3280
Registered State(s):
  • ME
Current Firm Details
James Heavey Wealth Advisors, LLC
Firm's CRD Number: 287645
By the Numbers
  • Total Assets Under Management
    10
    MILLIONS
  • Total Number of Accounts
    98
    ACCOUNTS
  • Average Account Value
    $98,813
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

ME

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