Brian Dorsey, financial advisor Rockville MD
81 score

Brian Dorsey

CRD Number: 3108788
Current Firm: Mml Investors Services, LLC

Brian Dorsey (CRD# 3108788) is an Investment Advisor Representative working at Mml Investors Services, LLC in Rockville, MD and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services Bethesda, MD Sep 2012 - Current 4
Mass Mutual Life Insurance Company Bethesda, MD Aug 2012 - Current 4
Money Concepts Capital Palm Beach Gardens, FL Feb 2006 - Sep 2012 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S65 NASAA Investment Advisors Law Examination Nov 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Brian C. Dorsey
Phone Number: (413)737-8400
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Brian Dorsey and other advisors.
BADGES
81

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