Luis Alfonso, financial advisor Rockville MD
93 score

Luis Alfonso

CRD Number: 5896274
Current Firm: Morgan Stanley

Luis Alfonso (CRD# 5896274) is an Investment Advisor Representative working at Morgan Stanley in Rockville, MD and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Rockville, MD Jun 2013 - Current 3
Hsbc Securities (usa) Inc. Washington, DC Apr 2013 - Jun 2013 < 1
Hsbc Securities (usa) Inc. Washington, DC Oct 2012 - Apr 2013 < 1
Bank Of America, N.a. Washington, DC Jul 2011 - Oct 2012 1
Merrill Lynch Washington, DC Feb 2011 - Oct 2012 1
Unemployed Washington, DC Oct 2010 - Jan 2011 < 1
Hsbc Bank Washington, DC Jun 2006 - Sep 2010 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for Luis A. Alfonso
Phone Number: 914-225-5510
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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