Mark SchwartzCRD Number: 1146698
Current Firm: Tricapital Advisors Inc.
Mark Schwartz (CRD# 1146698) is an Investment Advisor Representative working at Tricapital Advisors Inc. in Rockville, MD and has over 34 years of experience in the finance industry.
David Wealth Management, LLC
Aegis Wealth Management LLC
Palatine Advisors, Inc.
|Tri Capital Advisors||N. Bethesda, MD||Sep 1994 - Current||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1983|
|S65||NASAA Investment Advisors Law Examination||Feb 1992|
Total Assets Under Management173MILLIONS
Total Number of Accounts888ACCOUNTS
Average Account Value$195,214
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
CA, DC, FL, HI, IA, MD, NC, NJ, NY, VA