Neil Simons, financial advisor Rockville MD
93 score

Neil Simons

CRD Number: 1387099
Current Firm: Nfp Advisor Services, LLC

Neil Simons (CRD# 1387099) is an Investment Advisor Representative working at Nfp Advisor Services, LLC in Rockville, MD and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Kestra Financial Services, Inc. Austin, TX Apr 2016 - Current < 1
Arthur J Gallagher Rockville, MD Dec 2014 - Current 2
Nfp Advisor Services, LLC Rockville, MD Jan 2015 - Apr 2016 1
Lpl Financial LLC Rockville, MD Sep 2014 - Jan 2015 < 1
Global Retirement Partners San Rafael, CA Sep 2014 - Jan 2015 < 1
Independent Benefit Serv. Rockville, MD Jun 1991 - Jan 2015 23
Financial Telesis San Rafael, CA Dec 2004 - Sep 2014 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1996
S65 NASAA Investment Advisors Law Examination Feb 2008
Contact Info for Neil R. Simons
Phone Number: 512-697-6000
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    12,254
    MILLIONS
  • Total Number of Accounts
    54,412
    ACCOUNTS
  • Average Account Value
    $225,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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