Patricia Kasberg, financial advisor Rockville MD
93 score

Patricia Kasberg

CRD Number: 1056540
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Patricia Kasberg (CRD# 1056540) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rockville, MD and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Rockville, MD Mar 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockville, MD Mar 2016 - Current < 1
Unemployed North Potomac, MD Jan 2016 - Mar 2016 < 1
Securian Financial Services Inc. St. Paul, MN Jul 2012 - Jan 2016 3
Minnesota Life St. Paul, MN Jul 2012 - Jan 2016 3
Financial Advantage Rockville, MD Jul 2012 - Jan 2016 3
New England Securities Bethesda, MD Apr 2011 - Jun 2012 1
Cornerstone Bethesda, MD Apr 2011 - Jun 2012 1
Nylife Securities LLC Bethesda, MD Jun 2010 - Apr 2011 < 1
New York Life Insurance Company Bethesda, MD Jun 2010 - Apr 2011 < 1
Unemployed North Potomac, MD Apr 2010 - Jun 2010 < 1
Massmutual Financial Group Bethseda, MD Apr 2008 - Apr 2010 2
Mml Investors Services, Inc. Bethesda, MD Apr 2008 - Apr 2010 2
Principal Life Ins. Company Bethesda, MD Mar 1999 - Mar 2008 9
Princor Financial Services Corporation Bethesda, MD Mar 1999 - Mar 2008 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1996
S65 NASAA Investment Advisors Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Patricia C. Kasberg
Phone Number: 800-637-7455
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93

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