Patricia KasbergCRD Number: 1056540
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Patricia Kasberg (CRD# 1056540) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rockville, MD and has over 22 years of experience in the finance industry.
David Wealth Management, LLC
Blue Ocean Global Wealth
Palatine Advisors, Inc.
|Bank Of America, N.a.||Rockville, MD||Mar 2016 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Rockville, MD||Mar 2016 - Current||2|
|Unemployed||North Potomac, MD||Jan 2016 - Mar 2016||< 1|
|Securian Financial Services Inc.||St. Paul, MN||Jul 2012 - Jan 2016||3|
|Minnesota Life||St. Paul, MN||Jul 2012 - Jan 2016||3|
|Financial Advantage||Rockville, MD||Jul 2012 - Jan 2016||3|
|New England Securities||Bethesda, MD||Apr 2011 - Jun 2012||1|
|Cornerstone||Bethesda, MD||Apr 2011 - Jun 2012||1|
|Nylife Securities LLC||Bethesda, MD||Jun 2010 - Apr 2011||< 1|
|New York Life Insurance Company||Bethesda, MD||Jun 2010 - Apr 2011||< 1|
|Unemployed||North Potomac, MD||Apr 2010 - Jun 2010||< 1|
|Massmutual Financial Group||Bethseda, MD||Apr 2008 - Apr 2010||2|
|Mml Investors Services, Inc.||Bethesda, MD||Apr 2008 - Apr 2010||2|
|Principal Life Ins. Company||Bethesda, MD||Mar 1999 - Mar 2008||9|
|Princor Financial Services Corporation||Bethesda, MD||Mar 1999 - Mar 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1996|
|S65||NASAA Investment Advisors Law Examination||Jul 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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