Yale Lewis, financial advisor Rockville MD
96 score

Yale Lewis

CRD Number: 1911734
Current Firm: Lincoln Financial Advisors Corporation

Yale Lewis (CRD# 1911734) is an Investment Advisor Representative working at Lincoln Financial Advisors Corporation in Rockville, MD and has over 22 years of experience in the finance industry. Yale Lewis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lincoln Financial Advisors Corporation Rockville, MD Mar 2014 - Current 2
Unemployed Vienna, VA Nov 2013 - Mar 2014 < 1
Bank Of America Na -- Merrill Edge Vienna / Oakton, VA Jan 2011 - Nov 2013 2
Lpl Financial Fairfax, VA Jan 2009 - Dec 2010 1
Northwestern Mutual Investment Services, LLC Mclean, VA Aug 2005 - Dec 2008 3
Northwestern Mutual Investment Services, LLC Mclean, VA Aug 2005 - Dec 2008 3
Northwestern Mutual Investment Services LLC Mclean, VA Jul 2004 - Dec 2008 4
Northwestern Mutual Investment Services LLC Mclean, VA Jul 2004 - Dec 2008 4
Leo Tucker Mclean, VA May 2004 - Dec 2008 4
Leo Tucker Mclean, VA May 2004 - Dec 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1996
S65 NASAA Investment Advisors Law Examination May 1994
S66 NASAA Uniform Combined State Law Examination Aug 2005
Contact Info for Yale J. Lewis
Phone Number: 800-237-3813
Firm Website: https://www.lfg.com
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    13,548
    MILLIONS
  • Total Number of Accounts
    52,000
    ACCOUNTS
  • Average Account Value
    $260,535
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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