Richard Lucas, financial advisor Rockwall TX
73 score

Richard Lucas

CRD Number: 4535940
Current Firm: Brookstone Capital Management LLC

Richard Lucas (CRD# 4535940) is an Investment Advisor Representative working at Brookstone Capital Management LLC in Rockwall, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Nestegg Wealth Advisors LLC Rockwall, TX Jun 2016 - Current < 1
Nest Egg Wealth Advisors Rockwall, TX Aug 2014 - Current 2
Brookstone Capital Management LLC Rockwall, TX Apr 2014 - Jun 2016 2
Insured Wealth Management Rockwall, TX Sep 2010 - Aug 2014 3
Richard Gary Lucas Ii Rockwall, TX Mar 2012 - May 2014 2
Veritrust Financial Austin, TX Sep 2010 - Mar 2012 1
Safe Harbor Wealth Management Dallas, TX Apr 2010 - Sep 2010 < 1
Usa Financial Securities Corporation Ada, MI Apr 2010 - Sep 2010 < 1
New England Securities Dallas, TX Mar 2007 - Apr 2010 3
Cla Frisco, TX Nov 2004 - Mar 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2007
S65 NASAA Investment Advisors Law Examination May 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Richard G. Lucas
Phone Number: 630-653-1400
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,436
    MILLIONS
  • Total Number of Accounts
    29,700
    ACCOUNTS
  • Average Account Value
    $48,361
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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