James Tharin
CRD Number: 2187988Current Firm: Emerald Asset Management, Inc.
Compensation Model: Fee Only
James Tharin is an Investment Advisor Representative working at Emerald Asset Management, Inc in Rocky Mount, NC and has over 25 years of experience in the finance industry.
Emerald Asset Management, Inc. is a boutique Registered Investment Advisory Firm serving the investment and planning needs of Families, Individual Investors and Businesses. At Emerald Asset Management we consider it a privilege to continue our long-standing commtment to help our clients Protect and Grow their hard earned investment capital, and to help our clients enjoy the best qulity of life possible. We believe that a solid financial planning process, combined with sound investment strategies and proper risk management is the key to financial success.
CRD# 1674318
Edward Jones
CRD# 2275363
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 736374
Equitable Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Emerald Asset Management Inc. | Rocky Mount, NC | Jan 2015 - Current | 9 |
Emerald Asset Management Inc. | Rocky Mount, NC | Dec 2013 - Jan 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1992 |
S65 | NASAA Investment Advisors Law Examination | Feb 2001 |
- NC
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Total Assets Under Management97MILLIONS
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Total Number of Accounts401ACCOUNTS
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Average Account Value$241,735
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
NC
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