James Tharin, financial advisor Rocky Mount NC

James Tharin

CRD Number: 2187988
Current Firm: Emerald Asset Management, Inc.
Compensation Model: Fee Only

James Tharin is an Investment Advisor Representative working at Emerald Asset Management, Inc in Rocky Mount, NC and has over 25 years of experience in the finance industry.

 

Emerald Asset Management, Inc. is a boutique Registered Investment Advisory Firm serving the investment and planning needs of Families, Individual Investors and Businesses.  At Emerald Asset Management we consider it a privilege to continue our long-standing commtment to help our clients Protect and Grow their hard earned investment capital, and to help our clients enjoy the best qulity of life possible.  We believe that a solid financial planning process, combined with sound investment strategies and proper risk management is the key to financial success.

CONTACT
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Professional Designations
Company Name Location Dates Years
Emerald Asset Management Inc. Rocky Mount, NC Jan 2015 - Current 9
Emerald Asset Management Inc. Rocky Mount, NC Dec 2013 - Jan 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1992
S65 NASAA Investment Advisors Law Examination Feb 2001
Contact Info for James B. Tharin
By the Numbers
  • Total Assets Under Management
    97
    MILLIONS
  • Total Number of Accounts
    401
    ACCOUNTS
  • Average Account Value
    $241,735
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

NC

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