Russell ProctorCRD Number: 1054195
Current Firm: Stifel, Nicolaus & Company, Incorporated
Russell Proctor (CRD# 1054195) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Rocky Mount, NC and has over 35 years of experience in the finance industry.
Emerald Asset Management, Inc.
Whitener Capital Management, Inc.
|Stifel Nicolaus & Co Inc.||Rocky Mount, NC||Oct 2010 - Current||7|
|Morgan Stanley Smith Barney||Rocky Mount, NC||Jun 2009 - Oct 2010||1|
|Citigroup Global Markets Inc.||Rocky Mount, NC||Feb 2006 - Oct 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1982|
|S65||NASAA Investment Advisors Law Examination||Oct 2011|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV