Adam SmithCRD Number: 4542903
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Adam Smith (CRD# 4542903) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rogers, AR and has over 13 years of experience in the finance industry.
Boston Mountain Money Management, Inc.
Cambridge Investment Research Advisors, Inc.
Garrison Financial Corporation
|Bank Of America, N.a.||Rogers, AR||Dec 2009 - Current||6|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Rogers, AR||Dec 2004 - Current||11|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2003|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV