Trang TranCRD Number: 6606194
Current Firm: Rbc Capital Markets, LLC
Trang Tran (CRD# 6606194) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Rolling Hills, CA and has over 5 years of experience in the finance industry.
Grove Point Advisors, LLC
Wedbush Securities Inc.
Madison Avenue Securities, LLC
|Rbc Capital Markets, LLC||Palos Verdes, CA||May 2021 - Current||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pasadena, CA||Jan 2019 - May 2021||2|
|Jp Morgan Securities LLC||Temple City, CA||Jan 2016 - Jan 2019||3|
|Jpmorgan Chase Bank||Temple City, CA||Apr 2013 - Jan 2019||5|
|Pasadena City College||Pasadena, CA||Feb 2011 - Aug 2015||4|
|Kabuki Japanese Restaurant||Pasadena, CA||Aug 2012 - Feb 2013||< 1|
|Ajisen Ramen||San Gabriel, CA||Jul 2010 - Dec 2012||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2016|
|S66||NASAA Uniform Combined State Law Examination||May 2019|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management146,593MILLIONS
Total Number of Accounts350,883ACCOUNTS
Average Account Value$417,783
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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