Edgardo Ortiz-Flores, financial advisor Rolling Hills Estates CA
90 score

Edgardo Ortiz-Flores

CRD Number: 5931940
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Edgardo Ortiz-Flores (CRD# 5931940) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rolling Hills Estates, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America N.a San Pedro, CA Apr 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Feb 2012 - Current 4
Metlife Securities Inc. Los Angeles, CA Jun 2011 - Feb 2012 < 1
Unemployed Los Angeles, CA Dec 2010 - Jun 2011 < 1
California Department Of Corporations Los Angeles, CA Aug 2010 - Dec 2010 < 1
Southwestern Law School Los Angeles, CA Jan 2010 - Dec 2010 < 1
Financial Regulatory Authority Los Angeles, CA May 2010 - Aug 2010 < 1
Unemployed San Juan, PR Jul 2009 - May 2010 < 1
Schuster Aguilo LLP San Juan, PR Oct 2008 - Jul 2009 < 1
Unemployed San Juan, PR Jul 2008 - Oct 2008 < 1
University Of Puerto Rico School Of Law San Juan, PR Jun 2001 - Jul 2008 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2011
Contact Info for Edgardo L. Ortiz-Flores
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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