Phu Phan, financial advisor Rolling Hills Estates CA

Phu Phan

CRD Number: 3256794
Current Firm: Infinex Investments, Inc.

Phu Phan (CRD# 3256794) is an Investment Advisor Representative working at Infinex Investments, Inc. in Rolling Hills Estates, CA and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Infinex Investments, Inc. Roling Hills Estate, CA Jul 2016 - Current 6
California National Bank Los Angeles , CA Jan 2004 - Current 18
Essex National Sec Inc. Napa, CA Mar 2010 - Jul 2016 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1999
S65 NASAA Investment Advisors Law Examination Feb 2006
Contact Info for Phu C. Phan
Phone Number: 203-599-6000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,835
    MILLIONS
  • Total Number of Accounts
    9,010
    ACCOUNTS
  • Average Account Value
    $314,620
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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