David PukaCRD Number: 6515698
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
David Puka (CRD# 6515698) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rolling Meadows, IL and has over 5 years of experience in the finance industry.
Upper Left Wealth Management, LLC
Sequoia Wealth Management, LLC
Securities America Advisors, Inc.
|Bank Of America, N.a.||Rolling Meadows, IL||Jun 2018 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Rolling Meadows, IL||Mar 2018 - Current||3|
|Scottrade Inc.||Park Ridge, IL||Sep 2015 - Mar 2018||2|
|Pnc Bank||Arlington Heights, IL||Mar 2014 - Sep 2015||1|
|Costco Wholesale||Mount Prospect, IL||May 2012 - Mar 2014||1|
|Western Illinois University||Macomb, IL||Aug 2009 - Dec 2013||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2016|
|S66||NASAA Uniform Combined State Law Examination||Mar 2017|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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